-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LvN4ixnf7eWGokKR+W1CLon/J4UwopT9Fb+tjTuVZU+9HmRHMMXCCx2Cwiyqj5TE CIy4kbTg71lTB5Shid6eBQ== 0001140361-10-006768.txt : 20100216 0001140361-10-006768.hdr.sgml : 20100215 20100216171311 ACCESSION NUMBER: 0001140361-10-006768 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100216 DATE AS OF CHANGE: 20100216 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: L-1 IDENTITY SOLUTIONS, INC. CENTRAL INDEX KEY: 0001018332 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 043320515 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-49557 FILM NUMBER: 10609629 BUSINESS ADDRESS: STREET 1: 177 BROAD STREET CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 203-504-1100 MAIL ADDRESS: STREET 1: 177 BROAD STREET CITY: STAMFORD STATE: CT ZIP: 06901 FORMER COMPANY: FORMER CONFORMED NAME: VIISAGE TECHNOLOGY INC DATE OF NAME CHANGE: 19960708 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Aletheia Research & Management, Inc. CENTRAL INDEX KEY: 0001302506 IRS NUMBER: 954647814 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 100 WILSHIRE BOULEVARD STREET 2: SUITE 960 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-899-0800 MAIL ADDRESS: STREET 1: 100 WILSHIRE BOULEVARD STREET 2: SUITE 960 CITY: SANTA MONICA STATE: CA ZIP: 90401 SC 13G/A 1 formsc13ga.htm ALETHEIA RESEARCH SC13G A 12-31-2009 formsc13ga.htm


SECURITIES AND EXCHANGE COMMISSION
Washington, D. C.  20549

 
SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 1)
 
 
L-1 IDENTITY SOLUTIONS, INC.
(Name of Issuer)
 
 
Common Stock, $.001 par value per share
(Title and Class of Securities)
 
 
50212A106
(CUSIP Number)
 
 
December 31, 2009
(Date of Event which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this schedule is filed:

T Rule 13d-1(b)
£ Rule 13d-1(c)
£ Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (the “Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 


 

 
 
CUSIP No. 242756202
 
Page 2 of 5 Pages
 
1
NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
 
ALETHEIA RESEARCH AND MANAGEMENT, INC., IRS number 95-4647814, as general partner of various limited partnerships and on behalf of various managed accounts.
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
(a) ¨
(b) ¨
 
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
California
 
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH 
5
SOLE VOTING POWER
 
Less than 5% of the number of outstanding shares of any class of capital stock of the Issuer
 
6
SHARED VOTING POWER
 
0
 
7
SOLE DISPOSITIVE POWER
 
Less than 5% of the number of outstanding shares of any class of capital stock of the Issuer
 
8
SHARED DISPOSITIVE POWER
 
0
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
Less than 5% of the number of outstanding shares of any class of capital stock of the Issuer
 
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
 
 
¨
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
Less than 5% of the number of outstanding shares of any class of capital stock of the Issuer
 
 
12
TYPE OF REPORTING PERSON*
 
Aletheia Research and Management, Inc.- IA
 
 
 
 
2

 
 
CUSIP No. 02043Q107
 
Page 3 of 5 Pages
 
 
Item 1(a).
Name of Issuer:
 
L-1 Identity Solutions, Inc.
 
Item 1(b).
Address of Issuer's Principal Executive Offices:
 
177 Broad Street, 12th Floor, Stamford, Connecticut 06901
 
Item 2(a).
Name of Person Filing:
 
Aletheia Research and Management, Inc.
 
Item 2(b).
Address of Principal Business Office or, if None, Residence:
 
100 Wilshire Boulevard, Suite 1960, Santa Monica, CA  90401
 
Item 2(c).
Citizenship:
 
Not Applicable.
 
Item 2(d).
Title of Class of Securities:
 
Common Stock, $.001 par value.
 
Item 2(e).
CUSIP Number:
 
50212A106
 
Item 3.
If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
 
 
(a)
£
Broker or Dealer registered under Section 15 of the Act.
 
 
(b)
£
Bank as defined in Section 3(a)(6) of the Act.
 
 
(c)
£
Insurance Company as defined in Section 3(a)(19) of the Act.
 
 
(d)
£
Investment Company registered under Section 8 of the Investment Company Act.
 
 
(e)
S
Investment Adviser registered in accordance with Rule 13d-1(b)(1)(ii)(E).

 
3

 
 
CUSIP No. 02043Q107
 
Page 4 of 5 Pages


 
(f)
£
Employee Benefit Plan or Endowment Fund in accordance with Rule 13d-­1(b)(1)(ii)(F).
 
 
(g)
£
Parent Holding Company or control person in accordance with Rule 13d-1(b)(1)(ii)(G).
 
 
(h)
£
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act.
 
 
(i)
£
A church plan that is excluded from the definition of an investment company under Section 3(c) (14) of the Investment Company Act of 1940.

 
 
(j)
£
Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
 
If this Statement is filed pursuant to Rule 13d-1(c), check this box  o.
 
Item 4.
Ownership.
 
 
(a)
Amount beneficially owned: Less than 5% of the number of outstanding shares of any class of capital stock of the Issuer
 
 
(b)
Percent of Class: Less than 5% of the number of outstanding shares of any class of capital stock of the Issuer
 
 
(c)
Number of Shares as to which the person has:
 
 
(i)
Sole power to vote or to direct the vote:  N/A
 
 
(ii)
Shared power to vote or to direct the vote:   N/A
 
 
(iii)
Sole power to dispose or to direct the disposition of:   N/A
 
 
(iv)
Shared Power to dispose or to direct the disposition of:   N/A
 
Item 5.
Ownership of Five Percent or Less of a Class.
 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. T.
 
Item 6
Ownership of More than Five Percent on Behalf of Another Person.
 
Various accounts and funds managed by the reporting person have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the securities held in their respective accounts. To the knowledge of the reporting person, the interest of any one such account does not exceed 5% of the class of securities.
 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
 
Not Applicable.

 
4

 
 
CUSIP No. 02043Q107
 
Page 5 of 5 Pages
 
 
Item 8.
Identification and Classification of Members of the Group.
 
Not Applicable
 
Item 9.
Notice of Dissolution of Group.
 
Not Applicable.
 
Item 10.
Certification.
 
By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
 
SIGNATURE
   
Date: February 11, 2010
ALETHEIA RESEARCH AND MANAGEMENT, INC.
     
     
 
By: 
/s/ Roger Peikin
   
Name: Roger Peikin
   
Title: Executive Vice-President
 
 
 5

 
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